-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, APcFhnUZG0xe9mvyeyDwCNENaVcvE6CFPBxN9Jv6nBb5fToBn+uLPzZNxgZbTZUL y0xjAPsrCruMhx9tYOXZjg== 0000912057-01-005934.txt : 20010223 0000912057-01-005934.hdr.sgml : 20010223 ACCESSION NUMBER: 0000912057-01-005934 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20010214 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: IGI INC CENTRAL INDEX KEY: 0000352998 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 010355758 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-34057 FILM NUMBER: 1546316 BUSINESS ADDRESS: STREET 1: WHEAT RD AND LINCOCN AVE STREET 2: P O BOX 687 CITY: BUENA STATE: NJ ZIP: 08310 BUSINESS PHONE: 6096971441 MAIL ADDRESS: STREET 1: WHEAT ROAD AND LINCOCN AVE STREET 2: P O BOX 687 CITY: BUENA STATE: NJ ZIP: 08310 FORMER COMPANY: FORMER CONFORMED NAME: IMMUNOGENETICS INC DATE OF NAME CHANGE: 19870814 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN CAPITAL STRATEGIES LTD CENTRAL INDEX KEY: 0000817473 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 521451377 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 3 BETHESDA METRO CENTER STREET 2: 14TH FL CITY: BETHESDA STATE: MD ZIP: 20814 BUSINESS PHONE: 3019516122 MAIL ADDRESS: STREET 1: 3 BETHESDA METRO CENTER STREET 2: 14TH FL CITY: BETHESDA STATE: MD ZIP: 20814 SC 13G 1 a2038854zsc13g.txt SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 IGI, Inc. (Name of Issuer) Common Stock, $0.01 par value (Title of Class of Securities) 449575 10 9 (CUSIP Number) October 29, 1999 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: / / Rule 13d-1(b) /X/ Rule 13d-1(c) / / Rule 13d-1(d) * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP NO.: 449575 10 9 SCHEDULE 13G Page 2 of 6 Pages 1) Name of Reporting Person: American Capital Strategies, Ltd. I.R.S. Identification No. of Above Person (entities only) 2) Check the Appropriate Box if a Member of a Group: Not applicable (a) / / (b) / / 3) SEC Use only 4) Citizenship or Place of Organization: STATE OF DELAWARE 5) Sole voting Power: Number of 1,907,543 Units ------------------------------------------- Beneficially 6) Shared Voting Power owned by N/A Each ------------------------------------------- Reporting 7) Sole Dispositive Power: Person 1,907,543 with: ------------------------------------------- 8) Shared Dispositive Power: N/A 9) Aggregate Amount Beneficially owned by Each Reporting Person: 1,907,543 10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares: / / 11) Percent of Class Represented by Amount in Row (9): 18.7% 12) Type of Reporting Person: CO Schedule 13G Page 3 of 6 Pages Item 1. (a) Name of Issuer: IGI, Inc. (b) Address of Issuer's Principal Executive Offices: Wheat Road and Lincoln Avenue Buena, New Jersey 08310 Item 2. (a) Name of Person Filing: American Capital Strategies, Ltd. (b) Address of Principal Business Office, or, if none, Residence: 2 Bethesda Metro Center 14th Floor Bethesda, Maryland 20814 (c) Citizenship: State of Delaware (d) CUSIP Number: 449575 10 9 Item 3. If this statement is filed pursuant to Rules 13d-1(b) or 13d-2(b), check whether the person filing is a: N/A (a) [ ] Broker or dealer registered under Section 15 of the Act (b) [ ] Bank as defined in Section 3(a)(6) of the Act (c) [ ] Insurance Company as defined in Section 3(a)(19) of the Act (d) [ ] Investment Company registered under Section 8 of the Investment Company Act (e) [ ] Investment Adviser registered under Section 203 of the Investment Advisers Act of 1940 (f) [ ] Employee Benefit Plan, Pension Fund which is subject to the provisions of the Employee Retirement Income Security Act of 1974 or Endowment Fund; see Section 401.13d-1(b)(1)(ii)(F) (g) [ ] Parent Holding Company, in accordance with Section 240.13d-1(b)(1)(ii)(G) (Note: See Item 7) (h) [ ] Group, in accordance with Section 240.13d-1(b)(1)(ii)(H) Schedule 13G Page 4 of 6 Pages Item 4. Ownership. Provide the following information regarding the aggregate number and percentage of the class of securities identified in Item 1. (a) Amount beneficially owned: 1,907,543 (b) Percent of class: 18.7% (c) Number of shares as to which such person has: (i) sole power to vote or direct the vote: 1,907,543 (ii) shared power to vote or direct the vote: N/A (iii) sole power to dispose or to direct the disposition of: 1,907,543 (iv) shared power to dispose or direct the disposition of: N/A Item 5. Ownership of Five Percent or less of a class: If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following: [ ] N/A Schedule 13G Page 5 of 6 Pages Item 6. Ownership of More than Five Percent on Behalf of Another Person: N/A Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company. N/A Item 8. Identification and Classification of Members of the Group N/A Item 9. Notice of Dissolution of Group N/A Item 10. Certification and Signature. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. Schedule 13G Page 6 of 6 Pages SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. American Capital Strategies, Ltd. /s/ Malon Wilkus ------------------------------------ By: Malon Wilkus Title: CEO Date: February 14, 2001 -----END PRIVACY-ENHANCED MESSAGE-----